Controls and Systems · Chapter 3 of 10 · Intermediate
System Modeling and Block Diagrams
Real systems are tangles of springs, dampers, resistors, and capacitors. Block-diagram algebra reduces that tangle to one transfer function, and the standard second-order form gives the two numbers that matter.
Readiness check
This chapter builds and simplifies models. Tick only what you can do closed-notes.
- Write Newton's second law for a mass with spring and damper.
- Recall a transfer function from a differential equation.
- Multiply and add rational functions.
- Use the feedback formula G/(1 + GH).
- Recognise a second-order denominator.
The core idea
Each physical element becomes a transfer-function block, and three algebra rules, series, parallel, and feedback, collapse any block diagram to a single transfer function.
series: G1G2feedback: G/(1 + GH)2nd order: ωn²/(s² + 2ζωns + ωn²)A mass, spring, and damper, or a resistor, inductor, and capacitor, each contributes a term to a differential equation that transforms into a block. Blocks in cascade multiply, blocks in parallel add, and a block in a feedback loop becomes G/(1 + GH). Applying these rules repeatedly reduces a complicated diagram to one transfer function. Writing that result in the standard second-order form ωn²/(s² + 2ζωns + ωn²) exposes the natural frequency and damping ratio, the two numbers that set the response.
The skills, taught in order
Five skills model the physical elements, build the diagram, and reduce it to a standard form.
3.1 Modeling mechanical systems
Newton's second law on a mass with a spring and damper gives mẍ + cẋ + kx = f(t), which transforms to the transfer function 1/(ms² + cs + k). Rotational systems follow the same pattern with inertia J, torsional stiffness, and rotational damping.
3.2 The electrical analogy
Electrical networks obey the same form: a resistor, inductor, and capacitor map onto a damper, mass, and spring. This force-voltage analogy means the control tools developed for one domain transfer directly to the other.
| Mechanical | Electrical (force-voltage) | Role |
|---|---|---|
| mass m | inductance L | stores kinetic energy |
| damper c | resistance R | dissipates energy |
| spring k | 1/capacitance, 1/C | stores potential energy |
3.3 Block-diagram algebra
Three rules cover everything: cascaded blocks multiply (G1G2), parallel blocks add (G1 + G2), and a feedback loop becomes G/(1 + GH), with a plus sign for negative feedback. Summing junctions and pickoff points can also be moved with care.
3.4 Reducing a diagram
Work from the inside out: reduce the innermost loop first, replace it with its single block, and repeat until one block remains. Reducing inner loops before outer ones avoids the most common errors.
3.5 The standard second-order form
Writing a second-order transfer function as ωn²/(s² + 2ζωns + ωn²) reads off the natural frequency ωn = √(k/m) and the damping ratio ζ = c/(2√(km)). These two numbers, developed in Chapter 4, determine overshoot and settling time.
Engineering connection: the reduced transfer function and its ωn and ζ feed directly into the transient-response analysis of the next chapter.
Worked example 1: reducing a block diagram
A forward block G1 = 5 cascades into an inner feedback loop with forward block G2 = 1/(s + 2) and feedback H = 2. Reduce the diagram to a single transfer function.
- ProblemReduce the diagram in Figure 1 to one transfer function.
- Given / findG1 = 5, G2 = 1/(s + 2), H = 2 around G2. Find the overall T.
- AssumptionsNegative feedback on the inner loop; linear blocks.
- ModelReduce the inner loop to G2/(1 + G2H), then cascade with G1.
- Equationsinner = G2/(1 + G2H)T = G1 · inner
- Solveinner = [1/(s + 2)]/[1 + 2/(s + 2)] = 1/[(s + 2) + 2] = 1/(s + 4). Then T = 5 × 1/(s + 4) = 5/(s + 4).
- CheckThe inner feedback moved the pole from −2 to −4, and the cascade kept the single pole. The DC gain is 5/4 = 1.25.
- ConclusionReducing the inner loop first turned a two-block diagram with feedback into one clean transfer function, ready for response analysis.
Worked example 2: a mechanical system in standard form
A mass-spring-damper has m = 2 kg, c = 6 N·s/m, and k = 50 N/m. Find its transfer function X/F, then read off the natural frequency and damping ratio from the standard form.
- ProblemFind X/F and the values of ωn and ζ for the system in Figure 2.
- Given / findm = 2 kg, c = 6 N·s/m, k = 50 N/m. Find the transfer function, ωn, and ζ.
- AssumptionsLinear elements; zero initial conditions.
- ModelTransfer function 1/(ms² + cs + k); match to ωn²/(s² + 2ζωns + ωn²).
- EquationsX/F = 1/(2s² + 6s + 50) = 0.5/(s² + 3s + 25)ωn = √(k/m), ζ = c/(2√(km))
- SolveMatching, ωn² = 25 so ωn = 5 rad/s, and 2ζωn = 3 so ζ = 3/10 = 0.3. The check ζ = 6/(2√(2·50)) = 6/20 = 0.3 agrees.
- Checkζ = 0.3 is between 0 and 1, so the system is underdamped and will overshoot. Both formulas for ζ give the same value, confirming the standard-form match.
- ConclusionTwo numbers, ωn and ζ, now summarise the whole mechanical system. Chapter 4 turns them into overshoot and settling time.
Misconceptions and diagnostics
| Mistake | Symptom | Diagnostic question | Correction |
|---|---|---|---|
| Reducing outer loops first | Tangled, wrong result | "Which loop is innermost?" | Reduce the innermost loop first, then work outward. |
| Treating feedback as cascade | Missing the 1 + GH denominator | "Is this a loop or a series path?" | A loop becomes G/(1 + GH), not a product. |
| Forgetting to normalise | ωn and ζ misread | "Is the s² coefficient 1?" | Divide through so the denominator matches the standard form. |
| Dropping a sign in the loop | Stability flips unexpectedly | "Is the feedback positive or negative?" | Negative feedback gives 1 + GH; positive gives 1 − GH. |
Practice ladder
Two blocks G1 = 3 and G2 = 1/(s + 1) are in cascade. Find the combined transfer function.
Show answer
Cascaded blocks multiply: G1G2 = 3/(s + 1).
A mass-spring-damper has m = 1, c = 2, k = 16. Find ωn and ζ.
Show answer
ωn = √(16/1) = 4 rad/s. ζ = c/(2√(km)) = 2/(2√16) = 2/8 = 0.25. Underdamped.
Reduce a unity-feedback loop whose forward path is G = 10/(s(s + 3)). Find the closed-loop transfer function.
Show answer
T = G/(1 + G) = [10/(s(s+3))]/[1 + 10/(s(s+3))] = 10/(s² + 3s + 10). Then ωn = √10 ≈ 3.16, 2ζωn = 3 so ζ ≈ 0.47.
Model a real second-order system (a quarter-car suspension, an RLC filter) and write it in standard form, identifying ωn and ζ.
What good work looks like
A correct transfer function, a clean standard-form match, and ωn and ζ with an interpretation of whether the system is under-, over-, or critically damped.
Working with AI, and proving it yourself
Use AI as an examiner, not a solver
Portfolio task
Take a real multi-element system, draw its block diagram, reduce it to one transfer function, and write that result in standard second-order form where it applies.
Retrieval and spaced review
Closed notes. Answer out loud, then reveal.
1. What is the transfer function of a mass-spring-damper?
1/(ms² + cs + k), from mẍ + cẋ + kx = f(t).
2. Give the three block-diagram rules.
Series multiply, parallel add, feedback becomes G/(1 + GH).
3. In what order do you reduce a diagram?
Inside out: innermost loop first, then outward.
4. Write the standard second-order form.
ωn²/(s² + 2ζωns + ωn²).
5. How do m, c, k set ωn and ζ?
ωn = √(k/m) and ζ = c/(2√(km)).
Textbook mapping
| Item | Mapping |
|---|---|
| Primary source | Ogata, Modern Control Engineering, Chapters 2 and 3 (Modeling and Mechanical/Electrical Systems) |
| Cross-reference | Nise, Ch. 2 and 5 · Electrical Circuits and Sensors |
| Core topics | 3.1 Mechanical modeling · 3.2 Electrical analogy · 3.3 Block-diagram algebra · 3.4 Reduction · 3.5 Standard second-order form |
| Engineering connection | The reduced transfer function and its ωn, ζ feed the response analysis. |
| Read next | Chapter 4: Transient Response Analysis. |